27 September 2022

Direct Access to Barristers on Intellectual Property Matters

Jane Lambert






I am a member of the Intelectual Property Bar Association to which most barristers specializing in intellectual property and technology law belong.  There are over 100 of us.  Most are in London but there are a few in other parts of the country.  Our job is to advise on difficult points of law, draft complex legal instruments and represent clients in litigation and negotiations.  Most of the judges of the Patents and Intellectual Property Enterprise Courts and many of the other judges of the Chancery Division were recruited from our numbers. 

Barristers are often compared to consultant physicians and surgeons in medicine.  Just as a GP might refer patients to specialists for diagnosis or treatment, patent and trade mark attorneys and solicitors seek our opinions, drafts or representation for their clients. Until 2004  we had to be consulted through those intermediaries. Nowadays, many of us accept instructions directly from members of the public on IP matters under the public access scheme.  Earlier this evening, for example, I was asked how to apply for a patent.  Over the weekend I was asked how to challenge a design registration under s.11ZA of the Registered Designs Act 1949,  Other typical requests would be to review a lengthy business format franchise agreement, draft a complaint in a domain name dispute or appear at an online entitlement hearing in the Intellectual Property Office,

It should not be supposed that we do the work of solicitors, patent or trade mark attorneys or other professionals simply because we can be instructed directly.  Our Public Access Guidance forbids us from conducting litigation unless specifically authorized to do so.  Similarly, we do not prosecute patent, design or trade mark registration applications though we draft statements of case, review witness statements and appear before IPO hearing officers and EPO Boards of Appeal.  Our rules prevent us from acting for a client if we believe it to be in the client's interests or the interests of justice for him or her to instruct a solicitor or other professional intermediary.   Far from competing with other professionals, we are actually a source of work for them. 

Though we do not prosecute patent, design or trade mark applications or conduct litigation we may be the best initial point of contact for clients who may need such services.  There are many ways of protecting the same intellectual asset some of which are free such as unregistered design right or the right to bring an action for passing-off.  The optimum method of protection at a particular time and in certain circumstances is not necessarily the most comprehensive.  Similarly, a request for the transfer of a domain name under the Uniform Domain Name Dispute Resolution Policy can be much faster, cheaper, safer and even more effective than a trade mark infringement or passing-off claim in the courts.  Counsel's advice on those matters is objective and impartial. If an attorney or solicitor is required we can suggest intermediaries with whom we have worked satisfactorily in the past.

If a business owner, manager or individual seeks advice on a point of law we can advise on most matters without the assistance of a professional intermediary.  That would include such questions 

  • "Is this computer-implemented invention patentable?",  
  • "Do I have an action for copyright infringement?" 
  • "I have just received this demand for undertakings and pile of documents from that big firm of solicitors, what are my options?" or
  • "Can you help me understand this complex agreement that a potential customer has just sent me?"
There are some issues such as "Is this invention patentable given the prior art?" when we would need a patent search or some other information that a professional intermediary can supply. 

When a business owner or manager understands contracts and has negotiated deals before we can draft just about any kind of agreement or instrument for him or her.  If he or she is feeling his or her way we would advise the owner or manager to introduce a solicitor, accountant or another professional to the team.

Most litigation would need a solicitor, attorney or other professional but sometimes the client can do the necessary work and all that is required is advocacy.   Many hearings in the Intellectual Property Office or small claims track of the Intellectual Property Enterprise Court would fall into that category.  On one occasion I have responded to an appeal in the Court of Appeal and there have been several others when I have appeared in the High Court without a solicitor.

If you want to use our services you will need to supply a passport, driving licence or other photo ID and evidence of residence and if you represent a company your authority to do so.  We will specify what we will do when we shall do it and how much we shall charge in a client care letter.  That is your contract with your barrister.   In the unlikely event that something goes wrong, we are all insured and regulated by the Bar Standards Board or other authorities We have approved complaints handling procedures and the ordinary law of contract and tort applies to us just as much as to any other professional services provider.  You can find more information in the Public Access Guidance from our regulator.

Anyone wishing to discuss this article may call me during office hours or send me a message through my contact form.

12 September 2022

Is China still the Best Place to outsource Manufacturing?

Author Daniel Case Licence CC BY-SA 3.0  Source Wikimedia Commons

 















For the first 20 years after China joined the World Trade Organization in 2001, it was almost instinctive for small businesses in the UK to look to China to outsource their manufacturing. There were many reasons for that. Labour was relatively cheap.  Components and raw materials were abundant and locally sourced.  Freight costs were tumbling as the belt and road initiative unfolded.  There was even talk of London becoming "the Western hub of Chinese finance" (see HM Treasury and George Osborne Chancellor welcomes London renminbi clearing bank 18 June 2014).

As a result, much of my work was connected with China in one way or another.  I was asked to review and occasionally draft manufacturing agreements or licences with Chinese manufacturers.  I warned clients that their UK or European patents, trade marks or designs afforded no protection against in other countries and urged them to seek legal protection in their principal markets and sources of supply. Quite a few infringing products have been tracked to China, sometimes even by manufacturers that had made the outsourced product under licence.

I have noticed a significant drop in demand for legal services relating to China in the last 2 years and it is not hard to see why.  The Trump administration imposed tariffs on Chinese goods.  The British government restricted Chinese investment in infrastructure projects such as 5G telecoms and nuclear power.  Protracted lockdowns to suppress covid have interfered with production. The Russian invasion of Ukraine and sanctions on Russia have cut overland links to Western Europe.  Chinese labour is becoming scarce and hence more expensive as a result of the one-child policy.  Spiralling transport costs have eroded whatever price advantage remains. Concern over human rights and worries over a possible invasion of Taiwan has added to a change of attitude towards China.   It is hardly surprising that there has been a rethink on outsourcing to that country.

Of course, China remains an enormous market with a faster rate of growth than most countries even now.  The best way to supply that market remains through joint ventures with Chinese businesses or licensing.  But manufacturing in China to supply the UK or other European markets is ceasing to be feasible.  There are alternative outsourcing manufacturers in countries like India, Indonesia and Bangladesh but they are also a long distance away and the manufacturing sectors of Bangladesh and Indonesia are less developed.  At a time of rising costs, businesses that can supply their customers from shot supply chains enjoy an advantage.

Anyone wishing to discuss this article may call me on 020 7404 5252 during office hours or send me  a message through my contact form. 

22 July 2022

Invention-Con 2022: The US Patent and Trademark Office's Online Conference for Inventors, Makers and Entrepreneurs

Interior of the US Patent and Trademark Office
Author Hanaxides Licence CC BY-SA 4.0  Source Wikimedia Commons

 














Jane Lambert

Every August, the US Patent and Trademark Office ("USPTO") holds a conference for independent inventors, entrepreneurs, and small business owners known as Invention-Con. I mentioned it for the first time in USPTO Annual Inventors' Conference - something we should do here on 2 Aug 2014. Until 2019 the conference was held at the USPTO's head offices in Alexandria, Virginia just outside Washington DC. No doubt because of the pandemic Invention-Con was held online in 2020 and 2021.  So, too, will the next one which will take place between 10 and 12 Aug 2022.

The importance of the conference is attested by the welcome from Kathi Vidal, the Under Secretary of Commerce for Intellectual Property and Director of the USPTO on 10 Aug 2022.  Her entry on the Invention-Con website describes her as follows:

"As the chief executive of the USPTO, she leads one of the largest intellectual property (IP) offices in the world, with more than 13,000 employees and an annual budget of more than $4 billion. She is the principal IP advisor to the President and the Administration, through the Secretary of Commerce, and is focused on incentivizing and protecting U.S. innovation, entrepreneurship, and creativity. She leads an agency whose mission is to help American workers and businesses compete and collaborate, especially in ground-breaking technologies and across all demographics."

Immediately after the Director's welcome, there will be a 5-hour session entitled "Introduction to Intellectual Property" which will cover such topics as "Your IP, a potential gold mine", "IP journeys – Go from eureka to enterprise" and "IPitching: Innovation and investment". There will be another 5 hours the next day on the theme "Now what? How to put in motion a plan to protect your idea/business."  That will include talks on "Funds to fuel your future", "Grants and growth", "Succeed with government funding and resources" and "Inspiration to impact".  The final day will be 5 hours of talks on "IP in Everyday life" covering "IP in the fitness industry", "Tech in arts", "Small Business Success Stories" and "Meet the new trailblazers: Innovation to impact."

The speakers include inventors, angel and private equity investors, US government officials, entrepreneurs and professional advisors.  One of the most interesting is Arul Mathur who intends to read computer science and engineering at my alma mater, UCLA,  Arul, who is aged 18, has invented an automated, self-contained fire suppression system called Fire Activated Canister Extinguisher ("FACE") to protect properties against fires without the need for manual intervention.  He was inspired to invent FACE after a wildfire threatened his home.   After the record temperatures and the fires in London earlier this week, he will find a market for his invention here. 

The talks take place between 12:00 and 17:00 eastern time which would be between 17:00 and 22:00 our time.   Registration is by Eventbrite.  It does not appear to be possible for those who live outside the USA to register through Eventbrite because registrants have to pick a state or territory.   However, special enquiries could be made to inventioncon@uspto.gov.

There is no reason why other countries (including ours) should not stage similar conferences.  We do stage events like the British Invention Show but there is nothing like Invention-Con.  There is a great need for practical advice on patent, design and trade mark prosecution, grant, equity and loan funding, setting up businesses and scaling up which Invention-Con appears to deliver.   

Anyone wishing to discuss this article may call me on +44 (0) 20 7404 5353 during normal business hours or send me a message through my contact form.

05 April 2022

What to do if your Patent is Infringed

Patents Court and Intellectual Property Enterprise Court 
Author Judicial Office Licence CC BY-SA 4.0 Source Wikimedia Commons

 








Jane Lambert

1. What do I do if my Patent is infringed?

The first thing to do is to take some specialist legal advice.  Do not take matters into your own hands unless and until you have done so. Intellectual property law differs from other types of law in that sending a letter before claim that would be perfectly acceptable in most circumstances can sometimes be actionable.  That is because s.70A (1) of the Patents Act 1977 provides:

"Subject to subsections (2) to (5), a threat of infringement proceedings made by any person is actionable by any person aggrieved by the threat."

The law on groundless threats has recently been reformed.  It used to be far more draconian. There are now a number of exceptions and defences that did not exist before. But the provision can still land you in big trouble if you fall foul of it.   And one further point!  Not every solicitor or barrister in general civil or commercial practice has heard of s.70A (1) so make sure that you go to an IP specialist for advice on how to deal with suspected patent infringement.

2.  Where will I find Specialist Advice?

Barristers specializing in intellectual property law are eligible to join the Intellectual Property Bar Association, I am a member of that Association and so are most of my colleagues.  There are a lot of barristers who know about IP law who are not members but it is not always easy to identify them.

Many specialist law firms and law firms with expertise in IP law belong to the Intellectual Property Lawyers Association. There are however many law firms with expertise in IP law that do not.  Firms with such expertise tend to publish a lot of articles and give lots of talks on the topic. 

All Chartered Patent Attorneys will have acquired a thorough knowledge of patent law.  Many but not all will also have qualified as "patent attorney litigators" or "patent attorney advocates."  Some attorneys' firms have litigation departments. Others have arrangements with specialist law firms some of which practise from the same premises and under the same names.  The patent attorneys' professional association is the Chartered Institute of Patent Attorneys ("CIPA").

3.   How do I know if my Patent has Been Infringed?

Patents are granted for inventions that may be products or processes.  

S.60 (1) (a) of the Patents Act 1977 says that where the invention is a product a person infringes the patent if he or she makes, disposes of, offers to dispose of, uses or imports the product or keeps it whether for disposal or otherwise in the UK without the consent of the owner of the patent.

Where the invention is a process, s.60 (1) (b) says that a person infringes the patent if he or she uses the process or offers the process for use in the UK when he or she knows, or it would be obvious to a reasonable person in the circumstances, that its use there without the consent of the owner would be an infringement of the patent.

Where the invention is a process s.60 (1) (c) further provides that a person infringes a patent if he or she disposes of, offers to dispose of, uses or imports any product obtained directly by means of that process or keeps any such product whether for disposal or otherwise.

4.  Yes but how do I identify that "Product" or"Process"?

When you or your patent attorney applied for a patent for your invention you will have filed a document called a "specification".   The specification will have contained a description of the invention and several numbered paragraphs known as "the claims"

S.125 (1) of the Act provides:

"For the purposes of this Act an invention for a patent for which an application has been made or for which a patent has been granted shall, unless the context otherwise requires, be taken to be that specified in a claim of the specification of the application or patent, as the case may be, as interpreted by the description and any drawings contained in that specification, and the extent of the protection conferred by a patent or application for a patent shall be determined accordingly."

Your invention is therefore set out in those claims.   

Thus, anyone who disposes of offers to dispose of uses or imports a product that is described in any of those claims infringes the patent for that product.  Similarly, anyone who uses a process that is described in any of those claims infringes the patent for that process.  Anyone who disposes of offers to dispose of uses or imports any product obtained directly by means of that process also infringes the patent for that process. 

5.   So  How does it work exactly?

The court works out what the claim means.  Often it breaks the claim into its "integers" or "features" as in the following example:
“1A An apparatus for automatically controlling a ventilator comprising:
1B first means for processing data indicative of at least a measured oxygen level of a patient, and for providing output data indicative of:
1C required concentration of oxygen in inspiratory gas of the patient (FiO2) and positive end-expiratory pressure (PEEP) for a next breath of the patient;
1D wherein FiO2 is determined to reduce the difference between the measured oxygen level of the patient and a desired value;
1E wherein PEEP is determined to keep a ratio of PEEP/FiO2 within a prescribed range and, while keeping the ratio within the prescribed range, to keep the measured oxygen level of the patient above a predefined value; and
1F second means, operatively coupled to the first means, for providing control signals, based on the output data provided by the first means, to the ventilator;
1G wherein the control signals provided to the ventilator automatically control PEEP, and FiO2, for a next breath of the patient.”

(see para [8] of Tehrani v Hamilton Bonaduz AG and others [2021] EWHC 3457 (IPEC) (22 Dec 2021).

As the exclusive right to exploit an invention for up to 20 years is a reward for teaching the world how to make or use it, the court reads the claim in the way that it would be understood by a "person skilled in the art".   He or she is the person to whom the specification is addressed.  He or she is often referred to as"the skilled addressee". Any special terminology or conventions that might be used by such skilled addressee are applied by the court.  Usually, the court requires experts in the technology to explain the terminology or conventions.

Once the court has decided what the claim means it looks at the defendant's product or process to see whether it has the claimed integers.   If the defendant's product or process does have those integers, then the claim is infringed.

6.    So Everything hangs on the Interpretation of the Claim?

Not quite!   The patent is infringed only if the claim is valid.    The first thing that a defendant does when he or she is accused of patent infringement is to investigate the validity of the claim.   There are all sorts of reasons why a claim might not be valid.   The claim may be for something that has already been invented.   That is called "anticipation". Alternatively, it may claim something that would be obvious to a person skilled in the art.  In that case, it would lack an inventive step. 

7.     Wouldn't that be picked up by the Examiners when an Application is made for a Patent?

Not necessarily!  Examiners do their best but they have only so much time and only so many resources.  They will read the patents, patent applications and technical literature in English.  Possibly they may know some other European language and they will consult patent databases or journals in those languages.  But much of the world's technical literature is now published in Mandarin, Japanese and Korean and not many examiners in this country or even at the European Patent Office in Munich speak those languages.  A prior disclosure may be a previous patent application but it may equally be an article in a scientific or technical journal.  If the information is available to the public then it is already known. 

8.     Phew!  So how often are Patents found to be invalid?

I don't have any statistics but quite often as you can see from looking at previous decisions of the Patents Court or Intellectual Property Enterprise Court.

9,.    Are they the Courts that decide Patent Infringement Cases?

Yes. They are the courts for patent infringement disputes in England and Wales.   

The Intellectual Property Enterprise Court ("IPEC") entertains claims that are worth £500,000 or less that can be tried in no more than 2 days.  Cases are very tightly managed in that court.   The costs that can be recovered by a successful party from the unsuccessful one are limited to £50,000 on the determination of liability and £25,000 for the determination of the damages or other financial remedy that is due to the successful party.

The Patents Court hears all other patent cases.   There are no time limits or limits on recoverable costs in cases before the Patents Court.   The judges of that court do their best to control costs but expert witnesses and specialist counsel and solicitors are expensive.

The Patents Court and IPEC are headquartered in the Rolls Building off Fetter Lane in London.  The judges of both courts have said that they will travel outside London for the convenience of the parties and witnesses or to save costs. To the best of my knowledge and belief, the Patents Court has only once sat in Birmingham.  I think that is also true of IPEC.   

There is a patents court in  Edinburgh which is part of the Outer House of the Court of Session.   The Chancery Division of the High Court of Justice of Northern Ireland hears patent infringement cases in Belfast.

If you have a foreign patent you have to go to the courts of the country for which the patent was granted.  Some countries like Germany, Switzerland and the Netherlands have specialist patent tribunals. Other countries do not.   TahylorWessing has a website called the Patent Map which has lots of useful information about patent litigation throughout Europe.

10.   So how much is that likely to cost me?

A lot of money even in IPEC.   A Patents Court dispute over the use of standard-essential patents can cost many millions of pounds.   That is because there are several technical trials to decide whether each patent is valid, essential to the standard and infringed and then a final trial to decide the terms of licences to use the patents.   If you run a start-up or indeed any other small or medium enterprise I strongly advise you to take out patent litigation insurance. I have written quite a lot about patent insurance in this blog over the years and can commend CIPA's work on the topic.

11.   Further Information

This article barely scratches the surface of a huge topic and I am aware that I have left out lots of crucial information.  If you have a specific enquiry call me on 020 7404 5252 during office hours or send me a message through my contact form. 

02 January 2022

Innovate UK Funding


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The start of a new year is when many new businesses and projects within existing businesses are launched. Such initiatives usually need funding and an important source of funds is Innovate UK.  Innovate UK is part of UK Research and Innovation ("UKRI") which was established by s.91 (1) of the Higher Education and Research Act 2017. Its website states that it "convenes, catalyses and invests in close collaboration with others to build a thriving, inclusive research and innovation system." 

Innovate UK connects businesses to partners, customers and investors that can help them turn ideas into commercially successful products and services and business growth.  Since its establishment, it has invested £2.5 billion in 8,500 organizations which investment is estimated to have created 70,000 jobs and added £18 billion of value to the British economy (see the "About Us" page of the Innovate UK website). A spreadsheet listing all Innovate UK's funded projects and some typical case studies can also be accessed through that site.

A good starting point for anyone seeking funding is Innovate UK's Guidance for Applicants page of UKRI's website.  The General Guidance page contains an overview and provides links to the following information:
The best way to learn about current funding opportunities is to sign up for Innovate UK's newsletter.   This month's edition contains news on the Made smarter innovation: sustainable smart factory, Automotive Transformation Fund expression of interest: round 17Innovate UK smart grants: October 2021NATEP helping SMEs innovate in aerospace and Early ideas to improve the delivery of nucleic acid therapeutics. There is also information on Small Business Research Initiative projects.

Established businesses can access assistance through their trade associations, local chambers of commerce, local enterprise partnerships in England, Business Wales in Wales and similar organizations in Scotland and Northern Ireland.  Individuals who are not yet in business should approach the British Library's Business and Intellectual Property Centre or its national network of local partners.

Anyone wishing to discuss this article may call me on 020 7404 5252 during normal office hours or send me a message through my contact form.